Compliance / Regulatory
- Audits of risks and non-compliance with regulations and industry standards
- Risk mapping in accordance with the French Sapin 2 law
- Implementation of corruption and influence-peddling prevention and detection procedures
- Internal control and reporting rules proposals
- Implementation of ethics whistleblowing procedures and whistleblowing reports, acting as external whistleblowing reporting agent
- Implementation of anti-corruption programmes and training programmes for exposed managers and staff
- Drafting of compliance programmes
- Drafting of codes of conduct
- Defining the mission of the CCO (Chief Compliance Officer)
- Representation before regulatory and control authorities (ACPR, ADLC, ARCEP, CNIL, AFA)
- Defending corporate officers and legal entities for breaching their obligations in compliance and regulatory issues, assistance and advice on entering into legal public interest agreements.
